-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P/tNwzsEtx1WoGciE2cxHhAqEgxqZbJsmXRCW/JBQuZiOaK75Bv8uA4ACIOEGyZB mLn7nGwP7C1+or2dGbmSIQ== 0001192718-06-000008.txt : 20060310 0001192718-06-000008.hdr.sgml : 20060310 20060310145028 ACCESSION NUMBER: 0001192718-06-000008 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20060310 DATE AS OF CHANGE: 20060310 GROUP MEMBERS: ALBERT W. METCALFE GROUP MEMBERS: ALBERT W. METCALFE, JR. GROUP MEMBERS: ANNA ROSE M. LANNEAU GROUP MEMBERS: BAZILE R. LANNEAU GROUP MEMBERS: BAZILE R. LANNEAU, III GROUP MEMBERS: DEBORAH M. AIKEN GROUP MEMBERS: GAY C. METCALFE GROUP MEMBERS: JERI JEAN M. LANNEAU GROUP MEMBERS: JEROLD D. KROUSE GROUP MEMBERS: JOHN C. METCALFE GROUP MEMBERS: KEITH P. LANNEAU GROUP MEMBERS: MARGARET M. TUCKLEY GROUP MEMBERS: MARTIN M. LANNEAU GROUP MEMBERS: PEGGY M. LANNEAU GROUP MEMBERS: SARAH J. LANNEAU GROUP MEMBERS: SUSAN M. RAY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRITTON & KOONTZ CAPITAL CORP CENTRAL INDEX KEY: 0000707604 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 640665423 STATE OF INCORPORATION: MS FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60765 FILM NUMBER: 06678956 BUSINESS ADDRESS: STREET 1: PO BOX 1407 CITY: NATCHEZ STATE: MS ZIP: 39120 BUSINESS PHONE: 6014456684 MAIL ADDRESS: STREET 1: PO BOX 1407 CITY: NATCHEZ STATE: MS ZIP: 39120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LANNEAU BAZILE R JR CENTRAL INDEX KEY: 0001192718 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 601-445-4143 MAIL ADDRESS: STREET 1: 790 HIGHWAY 61 S CITY: NATCHEZ STATE: MS ZIP: 39120 SC 13D/A 1 bk13da2.htm 13D AMENDMENT 2 - 2006-03-10 SECURITIES AND EXCHANGE COMMISSION




SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20552

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 2)

BRITTON & KOONTZ CAPITAL CORPORATION
(Name of Issuer)

Common Stock, par value $2.50 per share
(Title of Class of Securities)

111091104
(CUSIP Number)

J. Mark Manner
Harwell Howard Hyne Gabbert & Manner, P.C.
315 Deaderick Street, Suite 1800
Nashville, Tennessee
(615)256-0500
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

March 10, 2006
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [  ].

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).







 CUSIP No. 111091104

Page 2 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Bazile R. Lanneau, Jr.

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     


NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   


 

8  

9  

10   


SOLE VOTING POWER
 

63,718


SHARED VOTING POWER
0



SOLE DISPOSITIVE POWER
63,718


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.



 CUSIP No. 111091104

Page 3 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Jeri Jean M. Lanneau

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     


NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   


  

8  

9  

10   


SOLE VOTING POWER
68



SHARED VOTING POWER
0



SOLE DISPOSITIVE POWER
68

 


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.



 CUSIP No. 111091104

Page 4 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Bazile R. Lanneau

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     


NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   


  

8  

9  

10   


SOLE VOTING POWER
34,669



SHARED VOTING POWER
0



SOLE DISPOSITIVE POWER
34,669

 


SHARED DISPOSITIVE POWER
 0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.



 CUSIP No. 111091104

Page 5 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Anna Rose M. Lanneau

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



9  

10   

SOLE VOTING POWER
76,179


SHARED VOTING POWER
0



SOLE DISPOSITIVE POWER
76,179



SHARED DISPOSITIVE POWER

0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.



 CUSIP No. 111091104

Page 6 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Keith P. Lanneau

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
15,020



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

15,020


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 7 of 27 Pages 





     

      1

NAME OF REPORTING PERSON
Peggy M. Lanneau

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
31,852



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

31,852


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 8 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Albert W. Metcalfe

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
62,084



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

62,084


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 9 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Gay C. Metcalfe

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
12,316



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

12,316


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 10 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Deborah M. Aiken

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
11,014



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

11,014


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 11 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Albert W. Metcalfe, Jr.

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
10,354



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

10,354


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 12 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Susan M. Ray

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
11,760



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

11,760


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 13 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Margaret M. Tuckley

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
12,776



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

12,776


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 14 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
John C. Metcalfe

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
10,136



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

10,136


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 15 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Martin M. Lanneau

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
12,380



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

12,380


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 16 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Sarah J. Lanneau

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
2,248



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

2,248


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 17 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Bazile R. Lanneau, III

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
2,248



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

2,248


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 18 of 27 Pages 




     

      1

NAME OF REPORTING PERSON
Jerold D. Krouse

     

      2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   [X]
(b)   [  ]

     

      3

SEC USE ONLY

   
     

      4

SOURCE OF FUNDS
PF

     

      5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)

[  ]

     

      6

CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.

     

NUMBER OF   

SHARES   

BENEFICIALLY   

OWNED BY   

EACH   

REPORTING   

PERSON   

WITH   



8  

9  

10   

SOLE VOTING POWER
31,004



SHARED VOTING POWER

0


SOLE DISPOSITIVE POWER

31,004


SHARED DISPOSITIVE POWER
0

     

    11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
399,826**

     

    12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

[  ]

     

    13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.893%

     

    14

TYPE OF REPORTING PERSON
IN

     

**Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 19 of 27 Pages 




Item 1.     Security and Issuer

This Statement constitutes Amendment No. 2 to the Schedule 13D originally filed on July 15, 2005 and amended and restated on February 28, 2006 (Amendment No. 1) which is hereby amended and restated in its entirety.   All capitalized terms not otherwise defined shall have the meaning ascribed to such terms in the previously filed statement on Schedule 13D.

The class of equity securities to which this Statement relates is the Common Stock, par value $2.50 per share, (“Stock”) of Britton & Koontz Capital Corporation, a Mississippi corporation (the “Company”). The principal executive offices of the Company are located at 500 Main Street, Natchez, Mississippi 39120.

Item 2.     Identity and Background

 (a)        This Schedule 13D is being jointly filed by each of the following persons as members of a group pursuant to Rule 13d-1(k)(2) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the “Act”): (i) Bazile R. Lanneau, Jr., (ii) Jeri Jean M. Lanneau, (iii) Bazile R. Lanneau, (iv) Anna Rose M. Lanneau, (v) Keith P. Lanneau, (vi) Peggy M. Lanneau, (vii) Albert W. Metcalfe, (viii) Gay C. Metcalfe, (ix) Margaret M. Tuckley, (x) John C. Metcalfe, (xi) Deborah M. Aiken, (xii) Albert W. Metcalfe, Jr., (xiii) Susan M. Ray, (xiv) Sarah J. Lanneau, (xv) Bazile R. Lanneau, III, (xvi) Martin M. Lanneau and  (xvii) Jerold D. Krouse, ((i) through (xvii) being collectively, the “Filing Persons”). The Filing Persons have entered into a Joint Filing Agreement, dated as of  March 10, 2006, a copy of which is filed with this Schedule 13D as Exhibit 1, pursuant to which the Filing Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.

(b)        The residence or business address of each of the Filing Persons is:

Bazile R. Lanneau, Jr.

Jeri Jean M. Lanneau

790 Hwy 61 South

Natchez, MS  39120

 

Albert W. Metcalfe

Gay C. Metcalfe

305 S. Broadway

Natchez, MS  39120

Bazile R. Lanneau

Anna Rose M. Lanneau

750 Hwy 61 South

Natchez, Mississippi  39120

 

Deborah M. Aiken

2516 Flintgrove Road

Charlotte, NC 28226

Keith P. Lanneau

Peggy M. Lanneau

2151 E. Lakeshore Dr.

Baton Rouge, LA  70808

 

Albert W. Metcalfe, Jr.

11212 Quietwood Ct.

Charlotte, NC  28277

Martin M. Lanneau

2030 Myrtle Ave.

Baton Rouge, LA  70806

 

Susan M. Ray

8619 Barclay Wood Ct.

Charlotte, NC  28226

Sarah J. Lanneau

2558 Destin St.

Mandeville, LA  70448

 

Margaret M. Tuckley

15 Garrick Close, Walton On Thames, Surrey, England, UK, KT12 5NY




 CUSIP No. 111091104

Page 20 of 27 Pages 




   

Bazile R. Lanneau, III

7th Floor Soktap Plaza

#12-4 Gaepo-dong Kangnam-ku

Seoul Korea 135-240

 

John C. Metcalfe

702 Dragoon Dr.

Mount Pleasant, SC  29464

Jerold D. Krouse

816 Myrtle Ave.

Natchez, MS  39120

  


(c)       The following are the present principal occupations or employment of each of the Filing Persons:


Name of Filing Person

Principal Occupation

 

Present Employer and Address

Bazile R. Lanneau, Jr.

Financial Advisor

 

Linsco/Private Ledger

9456 Jefferson Hwy, Ste B

Baton Rouge, LA  70809

Jeri Jean M. Lanneau

Organist

 

First Presbyterian Church

400 State St.

Natchez, MS  39120

Bazile R. Lanneau

Life Insurance Sales

 

Self employed

423 Main St.

Natchez, MS  39120

Anna Rose M. Lanneau

Housewife

 

N/A

Keith P.  Lanneau

Business and Technical Consultant

 

Self employed

2151 E. Lakeshore Dr.

Baton Rouge, LA  70808

Peggy M. Lanneau

Housewife

 

N/A

Albert W. Metcalfe

Auto Sales, Retired

 

Jordan Auto Co., Inc.

305 S. Broadway

Natchez, MS  39120

Gay C. Metcalfe

Housewife

 

N/A

Deborah M. Aiken

Banker

 

Wachovia Securities

Managing Director

Global Markets Business Development

301 S. College St.

Charlotte, NC

Albert W. Metcalfe, Jr.

Home Builder

 

Scenic Homes

7401 Carmel Executive Park

Suite 100

Charlotte, NC  28226




 CUSIP No. 111091104

Page 21 of 27 Pages 




Susan M. Ray

Housewife

 

N/A

Margaret M. Tuckley

Housewife

 

N/A

John C. Metcalfe

Assistant Manager

 

Eckerd’s

214 Saint James Ave.

Goose Creek, SC 29445

    

Martin M. Lanneau

Software Specialist

 

Equifax

7173 Florida Blvd.

Baton Rouge, LA  70806

Sarah J. Lanneau

Banker

 

Whitney National Bank

201 Camp St.

New Orleans, LA  70130

Bazile R. Lanneau, III

Teacher

 

Kangnam-SLP

7th Floor Soktap Plaza

#12-4 Gaepo-dong Kangnam-ku

Seoul Korea 135-240

Jerold D. Krouse

Investments

 

Self employed

816 Myrtle Ave.

Natchez, MS  39120

(d) and (e)        During the last five years, none of the Filing Persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), nor have any such persons been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or a finding of violation of any such laws.

(f)       Each of the Filing Persons is a citizen of the U.S.A.

Item 3.     Source and Amount of Funds or Other Consideration

Each of the Filing Persons acquired their shares of Stock in a variety of transactions, most of which were over five (5) years ago.  Some of the Stock was acquired by gift, some acquired by inheritance, some acquired directly from the Issuer and some purchased in the open market.  None of the individual Filing Persons own over 5% of the outstanding securities, however as of July 13, 2005 a part of the Filing Persons agreed to act as a group with respect to the Stock.  As of March 10, 2006 the group was expanded to include all of the Filing Persons.  Some borrowed funds were used to purchase the Stock, however all amounts borrowed to purchase the Stock have been paid in full more than a year prior to the date of this filing.  The source of the funds used by each of the Filing Persons was personal funds.


All or part of the shares of Stock owned by the Filing Persons may from time to time be pledged with one or more banking institutions or brokerage firms as collateral for loans made by such entities to the Filing Persons. Such loans, if any, generally bear interest at a rate based upon the federal funds rate plus a margin. Such indebtedness, if any, may be refinanced with other banks or broker-dealers. As of the date of this filing no Filing Person has margin or other loans outstanding secured by Stock.





 CUSIP No. 111091104

Page 22 of 27 Pages 



Item 4.     Purpose of Transaction

The Filing Persons have filed this Schedule 13D to report that they have formed a group for purposes of Section 13.  The purpose of the agreement by the Filing Persons is to act as a group with respect to the Stock and to profit from appreciation in the market price of the Common Stock through the assertion of shareholder rights and influencing the policies of the Company.


The Filing Persons believe that the Company has abandoned prior strategies for growth which are essential to creating and maintaining shareholder value.  In 2001, Company management and the Board of Directors unanimously adopted a plan for growth that depended on the continued development of markets outside the Company’s headquarters in Natchez, Mississippi.  Previously, in 1999 and 2000 respectively, the Company acquired a Union Planters branch in Vicksburg, Mississippi (approximately $12 million in deposits) and Louisiana Bank and Trust Company (approximately $34 million in deposits) in Baton Rouge, Louisiana. This initiative had the full support of the Filing Persons, three of whom (Messrs. Lanneau, Sr., Lanneau, Jr. and Metcalfe, Sr.) have served on the Board of the Company.  It was understood that this plan for expansion would require significant financial resources and would negatively impact the Compan y’s earnings while an organization was built to support a considerably larger institution.  It was contemplated that growth would be generated internally through the existing market locations as well as possible additional acquisitions.

In the opinion of the Filing Persons, the plan for growth has been a failure in terms of deposit growth (see Table 1 below) and revenue improvement.  It appears to the Filing Persons that an expense reduction program has been implemented by the Company to improve short-term profitability and to give to shareholders a misleading appearance of good performance.  The Filing Persons have voiced their concerns to members of the board regarding this apparent “about face” but have received no response.


Table 1

Britton & Koontz Bank, N.A. Deposits*

(Amounts in Thousands)

 

June 30, 2005

June 30, 2000

Adams County, MS (Natchez)

180,193

177,177

Warren County, MS (Vicksburg)

18,870

12,036

East Baton Rouge Parish (Baton Rouge)

31,082

34,184

   

* Source:  FDIC Summary of Deposits;  Deposits for June 30, 2000 in Baton Rouge are of Louisiana Bank and Trust Company prior to acquisition by Britton & Koontz Capital Corp.; Specific market deposit information is only available annually based on reports to the FDIC.

To the knowledge of the Filing Persons, the Company has not publicly indicated what its plans for growth are, nor what organizational changes and/or financial reinforcements it is willing to take to achieve such objectives (earlier growth objectives).  It is the Filing Persons’ opinion that changes in management and in the composition of the Board of Directors combined with a willingness to commit greater financial resources will be required to position the company for successful growth and long-term profitability.

A review of the performance of other publicly held community banks clearly indicates that banks with low growth rates and/or smaller size generally have lower price to earnings ratios for their securities and that market capitalization of such banks is poor relative to underlying book values.  The Filing Persons believe the record shows that the Company has performed poorly with its previously adopted strategic growth plan and attribute this to inadequate management and the allocation of limited financial resources.    The Filing Persons do not have confidence in the Company’s present ability to reverse this lackluster performance.  




 CUSIP No. 111091104

Page 23 of 27 Pages 



This Amendment No. 2 of the 13D filing represents an expansion of the filing group to include both the Lanneau and Metcalfe sides of a family which has been closely associated with the Company for many years.  The Filing Persons believe that a vibrant, growing institution would be an asset to the local community of Natchez as well as the other markets it serves, and are willing to consider alternatives other than sale, for enhancing shareholder value.  However, the Filing Persons also believe the Company must institute immediate changes to obtain internal and/or external growth which should be reflected in the market value and liquidity of its stock.  This will be difficult to achieve without joining forces with another financial institution of greater managerial and financial resources.  It is for this reason that the Filing Persons want to have a serious dialogue with the present board and to have rep resentation on the board to see that all avenues of changing the direction of the bank are skillfully and intelligently explored.

The Filing Persons may, among other things: (1) demand a shareholder list in order to contact other shareholders of the Company to discuss their concerns and views, (2) submit shareholder proposals for consideration at the 2006 Annual Meeting, (3) consider seeking election or appointment to the Board of Directors of the Company in connection with the 2006 Annual Meeting or otherwise and (4) engage in proxy solicitations or contests as deemed necessary.

On November 22, 2005, Mr. Bazile R. Lanneau, Jr. (“Mr. Lanneau”) submitted to the Company a shareholder proposal (the “Proposal”) to be presented at the 2006 Annual Meeting of Shareholders and to be included in the Company’s proxy materials pursuant to Rule 14a-8 of the Securities Exchange Act of 1934, as amended.  The Proposal requests in general that the Company adopt simple majority voting in lieu of 80% supermajority voting requirements which Mr. Lanneau believes are detrimental to shareholder interests.  The Company sought to avoid inclusion of the proposal in its proxy materials and on December 27 requested that the SEC confirm that it would not recommend enforcement action if the Company excluded the Proposal.  On January 10, Mr. Lanneau filed comments with the SEC regarding the Company’s no action request.  On February 15, the Company notified Mr. Lanneau that the B oard of Directors would include a statement in opposition to the proposal in it’s proxy materials for the 2006 Meeting of Shareholders.  On February 23 the SEC denied the Company’s request to exclude the Proposal.  The Proposal and related correspondence with the Company and the SEC is attached hereto as Exhibits 5, 6, 7 and 9.  The amended proposal is as follows:

 

RECOMMEND:  Request that the Board take all steps necessary to adopt simple majority voting (majority of votes cast) for all matters submitted for shareholder approval (except where a larger vote is required by law), including the elimination of the 80% supermajority voting requirements contained in B&K’s Articles of Incorporation.

 

On February 6, 2006, Mr. Lanneau notified the Company of his intention to nominate Paul H. Benoist as a director at the upcoming shareholders meeting.  After correspondence and discussion between the parties, the Company notified Mr. Lanneau on February 16 that he had satisfied procedural requirements to nominate Mr. Benoist from the floor at the 2006 Annual Meeting of Shareholders.

On March 7, 2006, Mr. Lanneau notified the Company of his intention to nominate himself as a director from the floor at the 2006 Annual Meeting of Shareholders.  Based on prior correspondence with the Company it is expected that the Company may seek to exclude such nomination at the annual meeting.

SECURITY HOLDERS ARE ADVISED TO READ THE PROXY STATEMENT AND OTHER  DOCUMENTS RELATED TO SOLICITATION OF PROXIES BY MR. LANNEAU AND HIS  AFFILIATES FROM THE STOCKHOLDERS OF BRITTON & KOONTZ CAPITAL CORPORATION FOR USE AT ITS ANNUAL MEETING OF SHAREHOLDERS (A) WHEN AND IF THEY  BECOME  AVAILABLE, BECAUSE THEY WILL CONTAIN IMPORTANT  




 CUSIP No. 111091104

Page 24 of 27 Pages 



INFORMATION, INCLUDING INFORMATION RELATING TO THE PARTICIPANTS IN ANY  SUCH PROXY SOLICITATION, AND (B) WHEN AND IF COMPLETED, A DEFINITIVE PROXY STATEMENT AND A FORM OF PROXY WHICH WILL BE MAILED TO STOCKHOLDERS OF BRITTON & KOONTZ CAPITAL CORPORATION AND WILL BE AVAILABLE AT NO CHARGE AT THE SECURITIES AND EXCHANGE COMMISSION’S WEBSITE AT HTTP://WWW.SEC.GOV.

The Filing Persons do not presently intend to make further purchases or sales of shares of Stock, but may at any time purchase shares or dispose of any or all the shares of Stock held by them.  In addition, the group may be expanded in the future to include other shareholders.  To the extent the actions described herein may be deemed to constitute a “control purpose” with respect to the Securities Exchange Act of 1934, as amended, and the regulations thereunder, the Filing Persons have such a purpose.  Except as noted above, no Filing Person has any plans or proposals, which relate to, or would result in, any of the matters referred to in paragraphs (a) through (j), inclusive of Item (4) of Schedule 13D. Such individuals may, at any time and from time to time, review or reconsider their positions and formulate plans or proposals with respect thereto.

Item 5.     Interest in Securities of the Company

(a)          The percentages used in this Schedule 13D are calculated based upon the number of outstanding shares of Stock, 2,116,316 reported as the number of outstanding shares as of November 11, 2005 on the Company’s Form 10-Q filed November 14, 2005.   The Filing Persons have agreed to act as a group with respect to the each of the Filing Person’s individually owned Stock.  

As a group, the total Stock owned is 399,826 **shares or 18.893%.

** Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.




 CUSIP No. 111091104

Page 25 of 27 Pages 



(b)          The following is the ownership of each of the individual Filing Persons.

Name of Filing Person

Number of Shares

owned by Individual

 

Percent of outstanding securities.

Bazile R. Lanneau, Jr.

63,718

 

3.011%

Jeri Jean M. Lanneau

68

 

0.003%

Bazile R. Lanneau

34,669

 

1.638%

Anna Rose M. Lanneau

76,179

 

3.600%

Keith P.  Lanneau

15,020

 

0.710%

Peggy M. Lanneau

31,852

 

1.505%

Albert W. Metcalfe

62,084

 

2.934%

Gay C. Metcalfe

12,316

 

0.582%

Deborah M. Aiken

11,014

 

0.520%

Albert W. Metcalfe, Jr.

10,354

 

0.489%

Susan M. Ray

11,760

 

0.556%

Margaret M. Tuckley

12,776

 

0.604%

John C. Metcalfe

10,136

 

0.479%

Martin M. Lanneau

12,380

 

0.585%

Sarah J. Lanneau

2,248

 

0.106%

Bazile R. Lanneau, III

2,248

 

0.106%

Jerold D. Krouse

31,004

 

1.465%

     TOTAL

   


Each individual listed above has sole power to vote and dispose of that individual’s shares.


(c)          None of the Filing Persons have made purchases of Common Stock in the past 60 days, except for Susan Ray whose spouse, James Ray, purchased 100 shares on the open market on March 7, 2006 at $21.72 per share for a total purchase price of $2,172 plus commission.

(d)          While each of the individual Filing Persons has the power to direct the decisions with respect to the Stock owned by such Filing Person, the individual Filing Persons have agreed to act as a group with respect to the stock.  Thus each member of the group may be deemed to be beneficial owners of the shares of Stock owned by each other member of the group.   Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.


Item 6.     Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Company.

Each of the Filing Persons has agreed to act as a group with respect to the Stock.  At this time, there is no formal written contract, only an understanding among the Filing Persons to act in concert with respect to voting, giving or withholding of proxies and investment and disposition decisions.  Each of the Filing Persons have signed the Amended and Restated Joint Filing Agreement filed as Exhibit 1 to this filing.




 CUSIP No. 111091104

Page 26 of 27 Pages 



Item 7.     Material to be Filed as Exhibits

 

Exhibit

Description

 

1

Amended & Restated Joint Filing Agreement

 

2

Limited Powers of Attorney.

 

3

Letter dated July 15, 2005 from Bazile R. Lanneau, Jr. to the Company, incorporated by reference to Exhibit 3 to Schedule 13D (Amendment No. 1) filed with the Commission on February 28, 2006.

 

4

Letter dated November 3, 2005 from Bazile R. Lanneau, Jr. to the Company requesting shareholder list, incorporated by reference to Exhibit 4 to Schedule 13D (Amendment No. 1) filed with the Commission on February 28, 2006.

 

5

Letter dated November 22, 2005 from Bazile R. Lanneau, Jr. to the Company presenting shareholder proposal for 2006 Annual Meeting of Shareholders and related correspondence, incorporated by reference to Exhibit 5 to Schedule 13D (Amendment No. 1) filed with the Commission on February 28, 2006.

 

6

Letter dated December 27, 2005 from the Company to the SEC regarding shareholder proposal, incorporated by reference to Exhibit 6 to Schedule 13D (Amendment No. 1) filed with the Commission on February 28, 2006.

 

7

Letter dated January 10, 2006 from Bazile R. Lanneau, Jr. to the SEC regarding shareholder proposal, incorporated by reference to Exhibit 7 to Schedule 13D (Amendment No. 1) filed with the Commission on February 28, 2006.

 

8

Letter dated February 6, 2006 from Bazile R. Lanneau, Jr. to the Company regarding notice of competitive director nomination and subsequent correspondence,, incorporated by reference to Exhibit 8 to Schedule 13D (Amendment No. 1) filed with the Commission on February 28, 2006.

 

9

Notice dated February 22, 2006 from SEC to the Company denying requests regarding shareholder proposal, incorporated by reference to Exhibit 9 to Schedule 13D (Amendment No. 1) filed with the Commission on February 28, 2006.

 

10

Letter dated March 7, 2006 from Bazile R. Lanneau, Jr. to the Company regarding notice of competitive director nomination and related correspondence.





 CUSIP No. 111091104

Page 27 of 27 Pages 



SIGNATURES

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

** Each of the Filing Persons specifically disclaims beneficial ownership in the Stock reported herein except to the extent of his pecuniary interest therein.

Date: March 10, 2006


/s/ Bazile R. Lanneau, Jr.   

 

/s/ Albert W. Metcalfe

Bazile R. Lanneau, Jr.

 

Albert W. Metcalfe

   

Jeri Jean M. Lanneau


By: /s/ Bazile R. Lanneau, Jr.

 

/s/ Gay C. Metcalfe

Bazile R. Lanneau, Jr., Attorney-in-Fact

 

Gay C. Metcalfe

   
   

Bazile R. Lanneau


By: /s/ Bazile R. Lanneau, Jr.

 

/s/ Deborah M. Aiken

Bazile R. Lanneau, Jr., Attorney-in-Fact

 

Deborah M. Aiken

   

Anna Rose M. Lanneau


By: /s/ Bazile R. Lanneau, Jr.

 

/s/ Albert W. Metcalfe, Jr.

Bazile R. Lanneau, Jr., Attorney-in-Fact

 

Albert W. Metcalfe, Jr.

   

Keith P. Lanneau


By: /s/ Bazile R. Lanneau, Jr.

 

/s/ Susan M. Ray

Bazile R. Lanneau, Jr., Attorney-in-Fact

 

Susan M. Ray

   

/s/ Peggy M. Lanneau

 

/s/ Martin M. Lanneau

Peggy M. Lanneau

 

Martin M. Lanneau

   
   

/s/ Margaret M. Tuckley

 

/s/ Sarah J. Lanneau

Margaret M. Tuckley

 

Sarah J. Lanneau

   

/s/ John C. Metcalfe

 

/s/ Bazile R. Lanneau, III

John C. Metcalfe

 

Bazile R. Lanneau, III

   

/s/ Jerold D. Krouse

  

Jerold D. Krouse

  




EX-99 2 bk13da2exha.htm EXHIBIT 1 - JOINT FILING AGREEMENT EXHIBIT 1

EXHIBIT 1


AMENDED AND RESTATED JOINT FILING AGREEMENT

                Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of Britton & Koontz Capital Corporation and further agree that this Amended and Restated Joint Filing Agreement may be included as an Exhibit to such joint filings.

 In evidence thereof, the undersigned have executed this Joint Filing Agreement this 10th day of March, 2006.

 


/s/ Bazile R. Lanneau, Jr.   

 

/s/ Albert W. Metcalfe

 

Bazile R. Lanneau, Jr.

 

Albert W. Metcalfe

 


Jeri Jean M. Lanneau

  
 

By: /s/ Bazile R. Lanneau, Jr.

 

/s/ Gay C. Metcalfe

 

Bazile R. Lanneau, Jr., Attorney-in-Fact

 

Gay C. Metcalfe

    
 

Bazile R. Lanneau


By: /s/ Bazile R. Lanneau, Jr.

 

/s/ Deborah M. Aiken

 

Bazile R. Lanneau, Jr., Attorney-in-Fact

 

Deborah M. Aiken

 


Anna Rose M. Lanneau


By: /s/ Bazile R. Lanneau, Jr.

 

/s/ Albert W. Metcalfe, Jr.

 

Bazile R. Lanneau, Jr., Attorney-in-Fact

 

Albert W. Metcalfe, Jr.

 


Keith P. Lanneau


By: /s/ Bazile R. Lanneau, Jr.

 

/s/ Susan M. Ray

 

Bazile R. Lanneau, Jr., Attorney-in-Fact

 

Susan M. Ray

 

 

/s/ Peggy M. Lanneau

 

/s/ Martin M. Lanneau

 

Peggy M. Lanneau

 

Martin M. Lanneau

 

 

  
 

/s/ Margaret M. Tuckley

 

/s/ Sarah J. Lanneau

 

Margaret M. Tuckley

 

Sarah J. Lanneau

 

 

/s/ John C. Metcalfe

 

/s/ Bazile R. Lanneau, III

 

John C. Metcalfe

 

Bazile R. Lanneau, III

 

 

/s/ Jerold D. Krouse

  
 

Jerold D. Krouse

  




EX-24 3 bk13da2exhb.htm EXHIBIT 2 - POWERS OF ATTORNEY EXHIBIT 2

EXHIBIT 2



LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 24th  day of February, 2006.




 

/s/ Bazile R. Lanneau

 

Bazile R. Lanneau






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 24th  day of February, 2006.




 

/s/ Anna Rose M. Lanneau

 

Anna Rose M. Lanneau






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 24th  day of February, 2006.




 

/s/ Jeri Jean M. Lanneau

 

Jeri Jean M. Lanneau






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 24th  day of February, 2006.




 

/s/ Keith P. Lanneau

 

Keith P. Lanneau






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Albert W. Metcalfe

 

Albert W. Metcalfe

  






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Gay C. Metcalfe

 

Gay C. Metcalfe

  






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Peggy M. Lanneau

 

Peggy M. Lanneau





 LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Margaret M. Tuckley

 

Margaret M. Tuckley






 LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ John C. Metcalfe

 

John C. Metcalfe






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Deborah M. Aiken

 

Deborah M. Aiken





LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Albert W. Metcalfe, Jr.

 

Albert W. Metcalfe, Jr.


 






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Susan M. Ray

 

Susan M. Ray






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Martin M. Lanneau

 

Martin M. Lanneau

  






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Sarah J. Lanneau

 

Sarah J. Lanneau






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Bazile R. Lanneau, III

 

Bazile R. Lanneau, III






LIMITED POWER OF ATTORNEY


KNOW ALL BY THESE PRESENTS that the undersigned hereby appoints Bazile R. Lanneau, Jr., with full power of substitution, as my attorney-in-fact, to act in my name, place and stead in any way which I myself could do, if I were personally present, and to take all actions that she or he may deem necessary or appropriate in connection with the completion, execution and filing with the Securities and Exchange Commission, in my name and on my behalf, of a Form ID and any subsequent filings, submissions or correspondence relating thereto, and also to complete, execute and file with the Securities and Exchange Commission, in my name and on my behalf, any Forms 144, 3, 4 or 5 and any Schedules 13D, 14A or 13G (collectively, the "Forms") with respect to the undersigned's holdings of and transactions in securities that require such filings. The foregoing attorney-in-fact also is authorized to file Forms with any stock exchange or other authority where such filing is required.


The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, any of the undersigned's responsibilities to comply with the securities laws of the United States.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms with respect to the undersigned's holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th  day of March, 2006.




 

/s/ Jerold D. Krouse

 

Jerold D. Krouse





EX-99 4 bk13da2exhc.htm EXHIBIT 10 DATE



EXHIBIT 10


Bazile R. Lanneau, Jr.

790 Hwy 61 South

Natchez, MS  39120

(601)445-4143

blanneau@bellsouth.net



March 2, 2006


VIA E-MAIL (pogden@bkbank.com, fullmerm@phelps.com)


Mr. W. Page Ogden, Chairman & CEO

Britton & Koontz Capital Corporation

500 Main St.

Natchez, MS  39120


Mr. Mark A. Fullmer, Esq.

Phelps Dunbar LLP

Canal Place

365 Canal Street, Suite 2000

New Orleans, LA  70130-6534


Re:       Britton & Koontz Capital Corporation

Notice of director nomination procedures


Dear Mr. Ogden and Mr. Fullmer:


I intend to provide notice of additional director nominations for the 2006 Annual Shareholders Meeting to Britton & Koontz Capital Corporation (the “Company).


It would appear that the Bylaws Section 2.13(a)(ii) requirements to provide "all information relating to such person that is required to be disclosed in solicitations of proxies for election of directors pursuant to Regulation 14A..." would reasonably only apply to nominees who might be included in the Company's proxy statement.


Is it the Company's intent to raise the bar beyond what was previously established for nominees from the floor who will not be recommended by the Company nor included in the Company’s proxy?  It is my opinion that this is contrary to Mississippi law and represents an unnecessary and unreasonable burden on shareholders by essentially requiring them to seek expensive legal advice when the guidelines in the bylaws should be sufficient on their face.  The burden is particularly great when a shareholder may have only ten days to make additional nominations after the Company announces changes to the director positions available for election.


Please promptly confirm whether additional information will be required beyond the type previously provided the Company regarding my notice of intent to nominate Mr. Benoist and what time periods apply.







Also, please confirm whether an opportunity will be provided to cure deficiencies if my notice does not conform to the Company’s requirements and whether the cure period will be extended past the ten-day deadline.  It is my expectation that any deficiencies will be specifically described by the Company.


I am aware that Section 2.13(a)(iii) provides for the opportunity to present additional nominees only in the event of an increase in the number of director positions.  Prior correspondence with the Company in regards to my nomination of Mr. Benoist should be adequate to preserve my right to make additional nominations, particularly in light of the significant realignment of director classes and surprising reduction in the size of the slate.  


Specifically the Company has chosen to reduce the size of Class I from four directors to two by withdrawing Mr. Ogden, the present Chairman and CEO from re-election to the board and by reclassifying Mr. Ferguson under the pretense that it would facilitate his retirement two years hence.  I do not recall that such reclassification has been made for other retiring directors.  These changes appear to be solely for the purpose of thwarting my group’s right to accumulate its shares and have a representative(s) placed on the board.

 

I would appreciate a response today since there may be limited time to prepare my notice, particularly if I am required to seek counsel to meet unreasonable technical requirements.


Sincerely yours,


/s/ Bazile R. Lanneau, Jr.


Bazile R. Lanneau, Jr.





PHELPS DUNBAR, LLP
COUNSELORS AT LAW
Canal Place
365 Canal Street • Suite 2000
New Orleans, Louisiana 70130-6534
(504) 566-1311

Fax (504) 568-9130




March 3, 2006


VIA E-MAIL (blanneau@bellsouth.net)


Mr. Bazile R. Lanneau, Jr.

790 Highway 61 South

Natchez, MS 39120


Re: Britton & Koontz Capital Corporation


Dear Mr. Lanneau:


I am responding to your letter of March 2,2006.


In your letter dated February 20,2006 to the Securities and Exchange Commission, you acknowledged that an election contest cannot be conducted under Rule 14a-8 and advised the Commission that your proposal to nominate Mr. Benoist as a director at the 2006 Annual Meeting of Shareholders of Britton & Koontz Capital Corporation (the "Company") would not constitute a proposal under Rule 14a-8. Additionally, you acknowledged that the proxy material for the 2005 Annual Meeting of Shareholders of the Company set a February 8, 2006 deadline for shareholder proposals outside of the Rule 14a-8 process, and you correctly assumed the February 8, 2006 date was the deadline for notice of contested director nominations.


Shareholder proposals are either made in accordance with Rule 14a-8 or are made outside of the Rule 14a-8 process. We concur with your opinion that the nomination of a person to serve as a director of the Company is outside of the Rule 14a-8 process.


Section 2.13(a)(3), as in effect during the notice periods applicable to the Company's 2006 Annual Meeting of Shareholders, provides that all shareholder proposals (including any proposal regarding the nomination of directors for election) must be received by the Company a reasonable period of time in advance of the meeting to which the proposal relates and in any event must comply with the notification requirements set forth in Rule 14a-8. This section of the By-Laws provides that the submission to the Company of shareholder proposals outside of the Rule 14a-8 process must be made in a reasonable period of time in advance of the meeting to which the proposal relates and merely confirms that shareholder proposals intended to he made in accordance with Rule 14a-8 must comply with the notification provisions of Rule 14a-8. The Board's recent amendment to Section 2.13 of the By-Laws applies to shareholder proposals (including nominat ion of directors for election) for shareholder meetings held subsequent to the 2006 Annual Meeting of Shareholders, and it was adopted at this time to provide shareholders







Mr. Bazile R. Lanneau, Jr.

March 3,2006

Page 2


with ample notice of the changes for the 2007 Annual Meeting of Shareholders. The Board has not changed the advance notice requirements applicable to the 2006 Annual Meeting of Shareholders.


In the proxy materials distributed in connection with the 2005 Annual Meeting of Shareholders, the Company clearly stated that shareholder proposals outside of Rule 14a-8 must be submitted to the Company no later than February 8, 2006 in order to be properly presented to and considered at the 2006 Annual Meeting of Shareholders. This is a reasonable period of time in advance of the 2006 Annual Meeting of Shareholders to submit proposals to the Company outside of the Rule 14a-8 process and is consistent with your assumption as stated in your letter of February 20, 2006 to the Commission.


Any additional nominations of individuals for election as directors at or other proposals with respect to the 2006 Annual Meeting of Shareholders by you or other shareholders (other than your timely notification of your intent to nominate Mr. Benoist for election as a director of the Company) are clearly outside the February 8, 2006 deadline.


With best regards,


Very truly yours,


/s/ Mark A. Fullmer


Mark A. Fullmer


MAF/mbv

cc:         Mr. W. Page Ogden (via e-mail)

Mr. Robert R. Punches (via e-mail)





Bazile R. Lanneau, Jr.

790 Hwy 61 South

Natchez, MS  39120

(601)445-4143

blanneau@bellsouth.net






March 7, 2006


VIA E-MAIL (fullmerm@phelps.com, pogden@bkbank.com)


Mr. Mark A. Fullmer, Esq.

Phelps Dunbar LLP

Canal Place

365 Canal Street, Suite 2000

New Orleans, LA  70130-6534


Mr. W. Page Ogden, Chairman & CEO

Britton & Koontz Capital Corporation

500 Main St.

Natchez, MS  39120


Re:        Britton & Koontz Capital Corporation

Notice of director nomination procedures


Dear Mr. Fullmer:


Thank you for clarifying Britton & Koontz Capital Corporation’s (the “Company’s”) stance regarding additional director nominations in your letter of March 3, 2006.


My position is that notice of nomination is still proper and within a reasonable time period.  I would agree that the February 8, 2006 date would be a reasonable deadline were it not for the Company’s last minute changes in the director slate and classifications.  In particular, the Company’s recent Bylaws changes indicate that it believes shareholders should be given additional time to respond to changes in the Company’s director nomination proposals.


Attached is notice of intent to nominate myself as a director at the 2006 Annual Meeting of Shareholders.


Sincerely yours,


/s/ Bazile R. Lanneau, Jr.


Bazile R. Lanneau, Jr.


Enclosures





Bazile R. Lanneau, Jr.

790 Hwy 61 South

Natchez, MS  39120




March 7, 2006


VIA EMAIL AND HAND DELIVERY


Mr. W. Page Ogden, Chairman & CEO

Britton & Koontz Capital Corporation

500 Main St.

Natchez, MS  39120


Re:  Director nomination for 2006 Annual Meeting of Shareholders


Dear Mr. Ogden:


I hereby notify Britton & Koontz Capital Corporation (the “Company”) of my intent to nominate myself as a Class III director for election at the 2006 Annual Meeting of Shareholders of Britton & Koontz Capital Corporation (B&K) and agree that I will serve if elected.  I hereby reserve the right to change the class to which I may be nominated.


The purpose of my nomination is to give shareholders additional choice in director candidates with the hope that there might be some influence on the strategic direction of the Company.    I represent the single largest identified group of shareholders of the Company.  This group has had a long association with B&K and is dissatisfied with the directions the Company has recently taken.

 

I am a Natchez native and resident and a former director and officer of Britton & Koontz.  I am presently a financial advisor affiliated with Linsco/Private Ledger practicing financial planning and wealth management and am a graduate of Vanderbilt University and the University  of Mississippi School of Law.  Please see the attached resume for additional information.


I have continuously held at least $2,000 in market value or 1% of the Company’s securities entitled to be voted on the nomination at the annual meeting for at least one year prior to the date of this nomination and intend to hold these securities through the date of the annual meeting.  My address is 790 Hwy 61 South, Natchez, MS  39120.  I am the record or beneficial owner of 63,718 shares of the common stock of B&K.

 

Sincerely yours,


/s/ Bazile R. Lanneau, Jr.


Bazile R. Lanneau, Jr.


Enclosure







Bazile R. Lanneau, Jr.

423 Main St., Suite 8

Natchez, MS  39120

(601)445-4143

blanneau@bellsouth.net




EDUCATION:

 

’87, ABA Stonier Graduate School of Banking

’84, ABA National Trust School

’83, ABA National Compliance School

’82, University of Mississippi School of Law, JD

’74, Vanderbilt University, BA in Chemistry

EMPLOYMENT:

 

Linsco/Private Ledger (February, 2005 to present)

Financial Advisor

Wealth management and financial planning

 

Britton & Koontz Bank, N. A. (January, 1976 to June, 2004)

Natchez, Mississippi

Director, Executive Vice President & Chief Financial Officer

http://www.bkbank.com

  

- Developed and managed small trust department

- Managed bank investment portfolio of fixed income securities

- Took holding company public in 1993 thrift acquisition transaction

- Commercial lending experience

- Built information technology infrastructure

- Developed, with others, an Internet banking system

- Who’s Who in Mississippi Banking, Mississippi Business Journal, 2002

 

Britton & Koontz Capital Corporation (holding company for B&K Bank) (until June, 2004)

Director, Vice President & Chief Financial Officer

Resigned from director position, November 2004

Nasdaq/Symbol BKBK

 

Sumx Inc. (December, 1998 to present)

President & CEO

An electronic banking solution provider

http://www.sumx.com

 

Penn Mutual Life Insurance Company (June, 1974 to November, 1975)

Agent

LICENSES & CERTIFICATIONS:

 

NASD Series 7 and 66

Attorney, Mississippi – Active, Licensed in 1982

Life and Health, Mississippi – Active, Licensed in 1971

  

CIVIC:

 

First Presbyterian Church – elder, former clerk of session, treasurer and chairman of pastor nominating committee and choir member

Natchez Rotary Club – past president and Paul Harris Fellow

Natchez Festival of Music – director and fund raising chairman

Natchez Community Concert Association – president and board member

Musical Arts League – active participant

Boy Scouts of America – district chairman & Eagle Scout

American Cancer Society – district chairman

PERSONAL:

 

Age 53, Married to Jeanie Miller Lanneau since 1977, Two children – Sarah (27) and Bazile, III (22)

Native and life long resident of Natchez, Mississippi



March 7, 2006

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